الفئة المستهدفة
Regulatory Compliance Officers in the following industries
Banking Industry
Insurance and reinsurance Companies
Brokerage agencies
Leasing and Microfinance Companies
Lending Firms
Exchange Houses and Money Service Business
Workers in the supervisory authorities e.g:
Central Banks
Financial Sector Regulatory Authorities
Financial Intelligence Units FIUs
Related Ministries and government bodies
More
Workers at the (IT solution firms) who provide Regulatory Compliance Systems.
الهدف العام
0
Summary
This program will provide you how to manage correspondences with regulators, implement regulatory requirements, communicate with business lines to identify responsibilities and prepare action plans, and conduct examinations and reporting.
This program also explains the scope of the Compliance function compared to Internal Audit and Risk Management and provides you with the best practices regarding the location of the Compliance Department within the institution's organisational structure.
This program will teach how to manage regulatory compliance in a risk-based approach and implement the latest technologies and tools to monitor and report compliance risks and violations effectively.